Company:
Broadgate
Location: Leeds
Closing Date: 04/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description
Senior Compliance Officer Leeds - £50-55k - Hybrid This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector. Responsibilities Drafting policy & procedure Oversight of internal controls (process of testing, operating etc.) Research various compliance regulations/topics Assist in response to risk incidents Your Profile Specific advisory/policy compliance experience Knowledge of regulations with a Financial Services environment (ideally Wealth/Investment management) Preferred: relevant compliance qualification or FSI Apply here for more details
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Broadgate